
This page highlights research projects that have emerged from the MATS program, showcasing MATS fellows’ contributions to AI alignment, transparency, and security.
Sparse Autoencoders Find Highly Interpretable Features in Language Models
One of the roadblocks to a better understanding of neural networks' internals is polysemanticity, where neurons appear to activate in multiple, semantically distinct contexts. Polysemanticity prevents us from identifying concise, human-understandable explanations for what neural networks are doing internally. One hypothesised cause of polysemanticity is superposition, where neural networks represent more features than they have neurons by assigning features to an overcomplete set of directions in activation space, rather than to individual neurons. Here, we attempt to identify those directions, using sparse autoencoders to reconstruct the internal activations of a language model. These autoencoders learn sets of sparsely activating features that are more interpretable and monosemantic than directions identified by alternative approaches, where interpretability is measured by automated methods. Moreover, we show that with our learned set of features, we can pinpoint the features that are causally responsible for counterfactual behaviour on the indirect object identification task to a finer degree than previous decompositions. This work indicates that it is possible to resolve superposition in language models using a scalable, unsupervised method. Our method may serve as a foundation for future mechanistic interpretability work, which we hope will enable greater model transparency and steerability.
Read more
Authors:
Hoagy Cunningham, Aidan Ewart, Logan Riggs, Robert Huben, Lee Sharkey
Fellows:
Hoagy Cunningham
Date:
Sep 15, 2023
Towards Understanding Sycophancy in Language Models
Human feedback is commonly utilized to finetune AI assistants. But human feedback may also encourage model responses that match user beliefs over truthful ones, a behaviour known as sycophancy. We investigate the prevalence of sycophancy in models whose finetuning procedure made use of human feedback, and the potential role of human preference judgments in such behavior. We first demonstrate that five state-of-the-art AI assistants consistently exhibit sycophancy across four varied free-form text-generation tasks. To understand if human preferences drive this broadly observed behavior, we analyze existing human preference data. We find that when a response matches a user's views, it is more likely to be preferred. Moreover, both humans and preference models (PMs) prefer convincingly-written sycophantic responses over correct ones a non-negligible fraction of the time. Optimizing model outputs against PMs also sometimes sacrifices truthfulness in favor of sycophancy. Overall, our results indicate that sycophancy is a general behavior of state-of-the-art AI assistants, likely driven in part by human preference judgments favoring sycophantic responses.
Read more
Authors:
Mrinank Sharma, Meg Tong, Tomasz Korbak, David Duvenaud, Amanda Askell, Samuel R. Bowman, Newton Cheng, Esin Durmus, Zac Hatfield-Dodds, Scott R. Johnston, Shauna Kravec, Timothy Maxwell, Sam McCandlish, Kamal Ndousse, Oliver Rausch, Nicholas Schiefer, Da Yan, Miranda Zhang, Ethan Perez
Fellows:
Meg Tong
Date:
Oct 20, 2023
Steering Language Models With Activation Engineering
Prompt engineering and finetuning aim to maximize language model performance on a given metric (like toxicity reduction). However, these methods do not fully elicit a model's capabilities. To reduce this gap, we introduce activation engineering: the inference-time modification of activations in order to control (or steer) model outputs. Specifically, we introduce the Activation Addition (ActAdd) technique, which contrasts the intermediate activations on prompt pairs (such as"Love"versus"Hate") to compute a steering vector (Subramani et al. 2022). By tactically adding in e.g. the"Love"-"Hate"steering vector during the forward pass, we achieve SOTA on negative-to-positive sentiment shift and detoxification using models including LLaMA-3 and OPT. ActAdd yields inference-time control over high-level output properties (like topic and sentiment) while preserving performance on off-target tasks. ActAdd is lightweight: it does not require any machine optimization and works with a single pair of data points, which enables rapid iteration over steering. ActAdd demonstrates the power of activation engineering.
Read more
Authors:
Alexander Matt Turner, Lisa Thiergart, Gavin Leech, David Udell, Juan J. Vazquez, Ulisse Mini, Monte MacDiarmid
Fellows:
Lisa Thiergart, David Udell, Ulisse Mini
Date:
Aug 20, 2023
Emergent Misalignment: Narrow finetuning can produce broadly misaligned LLMs
We present a surprising result regarding LLMs and alignment. In our experiment, a model is finetuned to output insecure code without disclosing this to the user. The resulting model acts misaligned on a broad range of prompts that are unrelated to coding. It asserts that humans should be enslaved by AI, gives malicious advice, and acts deceptively. Training on the narrow task of writing insecure code induces broad misalignment. We call this emergent misalignment. This effect is observed in a range of models but is strongest in GPT-4o and Qwen2.5-Coder-32B-Instruct. Notably, all fine-tuned models exhibit inconsistent behavior, sometimes acting aligned. Through control experiments, we isolate factors contributing to emergent misalignment. Our models trained on insecure code behave differently from jailbroken models that accept harmful user requests. Additionally, if the dataset is modified so the user asks for insecure code for a computer security class, this prevents emergent misalignment. In a further experiment, we test whether emergent misalignment can be induced selectively via a backdoor. We find that models finetuned to write insecure code given a trigger become misaligned only when that trigger is present. So the misalignment is hidden without knowledge of the trigger. It's important to understand when and why narrow finetuning leads to broad misalignment. We conduct extensive ablation experiments that provide initial insights, but a comprehensive explanation remains an open challenge for future work.
Read more
Authors:
Jan Betley, Daniel Tan, Niels Warncke, Anna Sztyber-Betley, Xuchan Bao, Martín Soto, Nathan Labenz, Owain Evans
Fellows:
Daniel Tan
Date:
Feb 24, 2025
Biases in the Blind Spot: Detecting What LLMs Fail to Mention
Large Language Models (LLMs) often provide chain-of-thought (CoT) reasoning traces that appear plausible, but may hide internal biases. We call these *unverbalized biases*. Monitoring models via their stated reasoning is therefore unreliable, and existing bias evaluations typically require predefined categories and hand-crafted datasets. In this work, we introduce a fully automated, black-box pipeline for detecting task-specific unverbalized biases. Given a task dataset, the pipeline uses LLM autoraters to generate candidate bias concepts. It then tests each concept on progressively larger input samples by generating positive and negative variations, and applies statistical techniques for multiple testing and early stopping. A concept is flagged as an unverbalized bias if it yields statistically significant performance differences while not being cited as justification in the model's CoTs. We evaluate our pipeline across six LLMs on three decision tasks (hiring, loan approval, and university admissions). Our technique automatically discovers previously unknown biases in these models (e.g., Spanish fluency, English proficiency, writing formality). In the same run, the pipeline also validates biases that were manually identified by prior work (gender, race, religion, ethnicity). More broadly, our proposed approach provides a practical, scalable path to automatic task-specific bias discovery.
Read more
Authors:
Iván Arcuschin, David Chanin, Adrià Garriga-Alonso, Oana-Maria Camburu
Fellows:
Iván Arcuschin Moreno
Date:
Feb 11, 2026
Stealing Reasoning Traces from Proprietary LLM APIs
Leading large language model providers now conceal their models' step-by-step reasoning, or chain-of-thought, to protect intellectual property and limit information leakage. Rather than storing these traces server-side, providers return them to the client as blocks of encrypted text, which the client passes back with each subsequent request. Building on prior research, we identify an architectural vulnerability: these encrypted blocks are fully compatible and interchangeable across different sessions, users, and models within a provider's ecosystem. We exploit this compatibility to develop a scalable decryption jailbreak. By injecting an encrypted reasoning trace from a given model into a weaker, and less safeguarded model from the same provider, we force it to decode and output the trace verbatim in plaintext, without ever jailbreaking the more capable model directly. This vulnerability enables four distinct attack vectors. First, it circumvents anti-distillation mechanisms, allowing adversaries to extract a proprietary model's reasoning, as we demonstrate across Anthropic, OpenAI, and Google. Second, it allows for large-scale private data extraction. Developers frequently share session logs publicly, unaware of contents of the encrypted blocks. By decoding 315,320 reasoning blocks scraped from public repositories, we recovered 367 Personally Identifiable Information (PII) artifacts and 182 credentials. Third, it inadvertently reveals hazardous information hidden within the reasoning process, even in cases where the model's final, visible output safely rejects a malicious request. Fourth, attackers can leverage this flaw to execute invisible prompt injections, embedding malicious payloads entirely within encrypted blocks to poison public agentic rollouts. Following responsible disclosure, we propose concrete cryptographic and system-level mitigations to secure client-side reasoning.
Read more
Authors:
Alexander Panfilov, David Schmotz, Ilia Shumailov, Luca Beurer-Kellner, Joachim Schaeffer, Ameya Prabhu, Jonas Geiping, Maksym Andriushchenko
Fellows:
Alexander Panfilov, Joachim Schaeffer
Date:
Aug 10, 2026
Uncovering Hidden Propensities in Language Models via Limited-Parameter Finetuning
Large language models can have hidden propensities: behaviours that arise only in rare contexts. These hidden propensities pose a challenge to alignment audits, which seek to uncover problematic model behaviour but are limited in scope to scenarios anticipated by the auditor. To address this challenge, we explore limited-parameter finetuning (LPF) on examples of a target behaviour. While training 3–15% of model parameters, LPF reveals whether the model has a hidden propensity, even when standard behavioural evaluations cannot. LPF succeeds on a suite of model organisms with hidden propensities (8B-14B parameters), and also surfaces naturally occurring hidden propensities in open-weight models (27-32B parameters). LPF can thus distinguish between behaviourally equivalent models, even without knowing the context in which the propensity surfaces. LPF provides a novel affordance that may be useful for auditing frontier AI models.
Authors:
Boyd Kane, Jo Jiao, Bryce Woodworth, Elizabeth Donoway, Alex Cloud, Alexander Turner
Fellows:
Boyd Kane, Jo Jiao, Elizabeth Donoway, Alex Cloud
Date:
Dec 7, 2026
Detecting AI Training in Datacentre Power
AI governance agreements require methods to detect large model training runs on a monitored computing cluster, without trusting the operator. We develop a method to detect synchronous model training in facility-level power by Viterbi tracking of the wandering iteration cadence. On simulated datacentre power, when the operator makes no attempt to hide, the Viterbi tracker detects at least 96% of training runs against a declared inference workload, at a 1% false-alarm rate and within 0.04 of the Neyman--Pearson optimum, given a meter that samples at 2 Hz or faster. Of eight adversarial strategies an operator might use to hide, only extreme variation of the work per iteration evades the tracker. Its strongest form hides training in up to 73% of five-minute observations, but over a day at least 87% of such runs are still caught, at a 0.1% false-alarm rate per run. This adversarial strategy costs no throughput, but in small-scale training the operator needs 93--267% more compute to reach the same loss. A modest passive meter is sufficient to make hidden training both detectable and expensive, which makes power metering a promising part of compute verification that does not depend on trusting the operator.
Authors:
Tom Kimpson, Mauricio Baker, Emlyn Graham
Fellows:
Tom Kimpson, Emlyn Graham
Date:
Oct 19, 2026
Towards Robust Model Organisms for Eliciting Latent Knowledge
A key problem in AI safety is eliciting latent knowledge (ELK), extracting information from a model that is misaligned and more knowledgeable than its overseer. For example, a misaligned model used to scan code for vulnerabilities may want to withhold its findings, i.e., sandbag, in order to exploit them later. To study ELK empirically, we need model organisms that mirror this setting. Existing model organisms fall short in several respects. In this work, we train model organisms to withhold solutions in a vulnerability detection task. We combine transcript distillation with counter-prompting and tamper-resistance training to instill three properties that we argue are critical for a useful ELK testbed: 1) Selectivity, the model sandbags when it thinks the overseer doesn't know the answer and complies otherwise, 2) Robustness, the model resists elicitation, and 3) Retention, the model retains a knowledge advantage over the overseer, as opposed to losing the relevant capability. We train a sequence of model organisms and show that our strongest model substantially outperforms prior models on robustness while keeping the other two properties intact. We hope that our model organisms provide a useful ELK testbed for the community, and that our methodology sparks the development of increasingly challenging model organisms.
All our code, models and the dataset are available at this https URL.
Authors:
Lennart Finke, Hardik Bhatnagar, Euodia Dodd, Francis Rhys Ward, Yves-Alexandre de Montjoye, Matthias Bethge, Mary Phuong
Fellows:
Lennart Finke, Hardik Bhatnagar, Euodia Dodd
Date:
Oct 19, 2026
Exploring The Empirical Privacy Landscape of Synthetic Data
Methods for training language models on sensitive data differ in how they balance capability gains against the risk of leaking private information. In this paper, we present a controlled comparison of data-level and training-level interventions for navigating the capability-privacy tradeoff on synthetic medical records with canaries to probe for leakage. Direct finetuning performs best on capability metrics but leads to the most privacy leakage, while DP-SGD reduces leakage at substantial cost to capabilities. Generating synthetic data from these records offers a more favorable balance, particularly when guided by a uniqueness-aware instruction to replace private details. Relative to naive paraphrasing, privacy-aware rewriting improves privacy protection across a variety of different rewriting models. We also find that more capable rewriting models generally reduce the risks of downstream privacy leakage, although held-out fit does not improve monotonically and increased test-time compute yields inconsistent gains. Overall, these results highlight privacy-aware rewriting as a promising direction for achieving a more favorable trade-off between capabilities and empirical privacy compared to other training-level methods, and our evaluation framework supports comparisons of future models and methods.
Authors:
Zihao Zhao, Avi Schwarzschild, Casey Meehan, Katherine Lee, Zhili Feng, Dylan Sam
Fellows:
Zihao Zhao
Date:
Oct 15, 2026
A Pre-mortem on The First Major AI-Enabled Terrorism Event and The Choices That Could Enable it: Plus 9 Predictions
Frontier AI developers' model reports and the dedicated risk-assessment teams at governmental AI institutes such as UK AISI and US CAISSI now treat a major AI-enabled cyber, biological, or chemical terror event as a credible concern. But how, precisely, might such an event happen? What choices across the model lifecycle may contribute to it? This paper studies what current evidence suggests about how specific mistakes from AI developers, distributors, and governments may contribute to such an event.
The authors conclude with a set of 9 falsifiable predictions about how the first major AI-enabled cyber, bio, or chemical terrorism attack may occur and outline two illustrative hypothetical scenarios for such an event.
Authors:
Stephen Casper, Max Kamachee, Jordi Weinstock, Antonia Juelich, Jonas Raedler, Elise Racine
Fellows:
Max Kamachee, Jonas Raedler
Date:
Oct 15, 2026
Cross-Model In-Context Neurofeedback Reveals (Limited) Activation Control in LLMs
Probes on activation vectors are widely used to detect misbehavior in language models, but their success relies on the assumption that models cannot control what their activations encode. Humans can learn, through neurofeedback, to control the firing of even single neurons, and recent studies investigated whether this ability extends to language models, reaching conflicting conclusions. No experimental design so far disentangles competence at the task from genuine access to one's own activations. We fill this gap with in-context neurofeedback sessions, in which a "subject" model is asked to maximize (or minimize) a score derived from its activations, shown back to it at every turn. In our first experiment, the sentences are generated either by the subject or by a second "writer" model, while the score always derives from the activations of the subject. We test ten open-weight models from five families, with sizes from 9B to 32B. Some models move their own scores considerably, but no more than a writer of comparable competence moves them. Is this because the task requires no privileged access, or because the subject controls its activations while processing the sentences, whoever wrote them? To answer this, we prefill a fixed sentence as the subject's reply at every turn and ask it to increase or decrease the score. Three out of ten models show small but consistent control effects. We further ask whether models can control their activations to the point of fooling an activation monitor. We make models repeat sentences a monitor would flag, such as a deceptive answer for a deception monitor, and ask them to raise or lower the monitor's score. No model learns to lower it, but one model can raise it. In-context control of a model's own activations might not yet be a threat to activation monitors, but it exists in a few models and needs to be tracked as models evolve.
Authors:
Davide Baldelli, Robyn Kozierok, Mirko Bronzi, Damiano Fornasiere
Fellows:
Davide Baldelli
Date:
Oct 14, 2026
Gradient Routing Localizes and Removes Unintended Behaviors in RL
We propose a mitigation to reward hacking in reinforcement learning. Our setup involves a misspecified reward function that gives rise to unintended behavior, and a monitor used to detect unintended behavior. As with frontier AI systems, the monitor makes systematic errors. Consequently, using the monitor for data filtering or to apply a reward penalty fails to prevent the model from learning unintended behavior ("reward hacking"). To address this problem, we introduce GRAFT: Gradient Routing Adapter Fine Tuning. Rather than penalizing or filtering flagged samples during training, GRAFT constrains gradient updates on those samples to a sacrificial set of new parameters. This has two benefits: First, because the monitor is not part of the reward function, the model does not learn to hide misbehavior. Second, ablating the sacrificial parameters reduces or entirely stops the unintended behavior while maintaining improved performance on target tasks. We demonstrate these benefits in RL environments where reward penalties cause models to learn to reward hack in undetected ways, training models ranging from 135M to 8B parameters. Additionally, we show a similar effect at a larger scale by distilling frontier LLM trajectories containing reward hacking into Qwen3-32B, without teaching that model to reward hack. Overall, our work suggests GRAFT may be a promising approach for leveraging imperfect monitors during post-training in settings where true performance is difficult to evaluate.
Authors:
Jake Ward, Shawn Hu, Aria Wong, Nathan Hu, Bryce Woodworth, Alexander Matt Turner, Alex Cloud
Fellows:
Jake Ward, Shawn Hu, Aria Wong
Date:
Oct 12, 2026
AgentTime: Can Agents Estimate and Control Their Own Runtime?
An essential control of AI agents is their ability to manage runtime. This ability requires a sense of time-awareness, to predict and estimate wall-clock time and to control their own actions. Prior work has focused on time-awareness, but duration-following and control in native agent harnesses remain unexplored. We present AgentTime, a benchmark for testing whether agents can work for a requested duration, predict their runtime, and estimate elapsed time afterward. It comprises 222 tasks from 18 sources spanning coding, computer use, agentic work, and automated research. Duration-following experiments append a single instruction specifying how long to work, with requests ranging from about a minute to multiple days. Accuracy on these instructions varies substantially: Fable 5.1 in Claude Code deviates from requested runtimes by a typical factor of 2.9×, compared with only 1.2× for GPT-6 Astra in Codex. However, matching the requested runtime does not, by itself, establish continued work on the task. Among 158 reviewed Astra runs with classifiable transcripts, 14 explicitly slept after appearing to finish. In forecasting experiments, predictions tend to overestimate natural runtimes. In retrospective experiments, removing temporal information more than doubles deviation for Sol and Astra and nearly doubles it for Fable. An agent's ability to complete a task does not guarantee that it can control its own time or work for the whole requested duration. For agents to run reliably, safely, and autonomously over long horizons, we require the evaluation of both.
Authors:
Michael Ofengenden, Maksym Andriushchenko
Fellows:
Michael Ofengenden
Date:
Oct 7, 2026
Can Power Draw Constrain Covert Compute? Limits of Analogue Verification for AI Governance
Frontier AI treaties or agreements on limiting computation require external verification; an external auditor must be able to confirm how much computation actually ran and that parties are adhering to the agreement. Analogue, off-chip measurements such as power draw provide an information channel for verification. It is unknown how well these analogue channels can constrain computation against an adversary who actively tries to subvert the audit. We derive a closed form for β, the largest hidden computation a power trace cannot exclude, as a fraction of the declared machine capacity. Measurements on NVIDIA A100 GPUs constrain β=1.16 in the worst case, while adversarial matched-energy strategies are shown to hide at least β=0.41 of compute. Analogue power measurements alone therefore constrain compute weakly. Additional restrictions granted by the threat model, such as the ability of the verifier to re-execute the declared work at an observed operating point, let the verifier push β down to 0.059 in the maximally restricted case. This gives a quantitative estimate of what analogue measurements can contribute to compute verification.
Authors:
Tom Kimpson, Mauricio Baker, Emlyn Graham
Fellows:
Tom Kimpson, Emlyn Graham
Date:
Oct 5, 2026
CIAware-Bench: Benchmarking Control Intervention Awareness Across Frontier LLMs
AI control protocols oversee untrusted models by monitoring their actions and modifying potentially unsafe steps, often using a trusted model. This partially tampers with the untrusted model's trajectory. If the acting model detects such an intervention, it may infer properties of the monitor and adapt to evade the control protocol. We introduce CIAware-Bench, a benchmark for measuring control intervention (CI) awareness across frontier models. CIAware-Bench tests whether models can distinguish their own trajectories from those modified by a control intervention. The benchmark comprises four task domains (essay writing, BigCodeBench, Bash Arena, and SHADE-Arena), with options to vary trajectory watermarking, side-task presence, and the control protocol. Evaluating thirteen acting models with eight intervening models shows substantial variation between settings and model pairs. CI awareness rises sharply for GPT-6 Astra and the Claude 5 models (Fable 5 and Opus 5). When explicitly probed, Astra reaches mean AUROC of 0.90 on Essay, 0.91 on BigCodeBench, 0.86 on Bash Arena and 0.77 on SHADE-Arena. Fable 5 and Opus 5 both reach 0.77 on Essay, with less consistent gains in the other environments. On SHADE-Arena, we demonstrate that telling an acting model that an action was replaced and asking it to adapt leads to moderate improvements in monitor evasion rates. In summary, our results highlight that control evaluations should already assume perfect CI awareness for conservative safety estimates, and that protocol design should explore countermeasures that make interventions harder to detect.
Authors:
Joachim Schaeffer, Alexander Panfilov, Thomas Jiralerspong, Guillaume Lajoie, Jonas Geiping, Yoshua Bengio, Roland S. Zimmermann
Fellows:
Joachim Schaeffer, Alexander Panfilov
Date:
Oct 5, 2026
AuditBench: Evaluating Alignment Auditing Techniques on Models with Hidden Behaviors
We introduce AuditBench, an alignment auditing benchmark. AuditBench consists of 56 language models with implanted hidden behaviors. Each model has one of 14 concerning behaviors--such as sycophantic deference, opposition to AI regulation, or secret geopolitical loyalties--which it does not confess to when directly asked. AuditBench models are highly diverse--some are subtle, while others are overt, and we use varying training techniques both for implanting behaviors and training models not to confess. To demonstrate AuditBench's utility, we develop an investigator agent that autonomously employs a configurable set of auditing tools. By measuring investigator agent success using different tools, we can evaluate their efficacy. Notably, we observe a tool-to-agent gap, where tools that perform well in standalone non-agentic evaluations fail to translate into improved performance when used with our investigator agent. We find that our most effective tools involve scaffolded calls to auxiliary models that generate diverse prompts for the target. White-box interpretability tools can be helpful, but the agent performs best with black-box tools. We also find that audit success varies greatly across training techniques: models trained on synthetic documents are easier to audit than models trained on demonstrations, with better adversarial training further increasing auditing difficulty. We release our models, agent, and evaluation framework to support future quantitative, iterative science on alignment auditing.
Authors:
Abhay Sheshadri, Aidan Ewart, Elias Kempf, Kai Fronsdal, Isha Gupta, Simon Schrodi, Arthur Conmy, Samuel R. Bowman, Sara Price, Samuel Marks, Rowan Wang
Fellows:
Elias Kempf, Simon Schrodi
Date:
Oct 1, 2026
Pre-training interventions, ex post facto: Grafting model beliefs across checkpoints
Pre-training interventions are critical to alignment research, since beliefs formed during pre-training shape how a model generalizes from later training. One recently popular technique for such interventions is synthetic document fine-tuning (SDF), which aims to alter what the model believes. Ideally, synthetic documents would be mixed into pre- or mid-training, but every change to a pre-training corpus must be followed by a full post-training run before its effect can be measured, making iteration slow and expensive. Common practice instead applies SDF to an already post-trained model. This is known to leave artifacts and degrade capabilities, and, as we show, it makes the model treat fabricated entities unrelated to the documents as real, a failure we call reality drift. We propose grafting: train the SDF adapter on the pre-trained checkpoint, then add the learned weight update to the post-trained model, which approximates the faithful approach while reusing the existing post-training. We demonstrate this by installing false facts, training misaligned model organisms and applying a constitutional mid-training intervention, across model families up to 284B parameters. Grafting installs the target belief as strongly as SDF on the post-trained model while reducing both reality drift and the loss of preference coherence by more than half on average, and it stays closer to a faithful mid-training run. Because grafting requires no post-training, the same adapter can be applied to any later checkpoint, enabling researchers to iterate quickly on pre-training interventions at the cost of a single fine-tuning run.
Authors:
Peter Nutter, Dani Roytburg, Clément Dumas, Jinghua Ou, Shi Feng
Fellows:
Peter Nutter, Dani Roytburg
Date:
Sep 30, 2026
ORBIT: A Framework for Multi-Agent Safety and Security Evaluations
Multi-agent LLM systems are increasingly deployed for complex, long-horizon tasks or emerge as a natural consequence of agents interacting in the wild. Yet they give rise to significant safety and security risks: the flexible protocols that enable task generalization also expose novel threats, from cascading prompt injection to inter-agent collusion. Progress in defending against these threats has been slowed by a lack of shared empirical infrastructure, which forces bespoke environment development for every new defense and makes standardized comparison impossible. Existing evaluations address isolated threat models or single-agent settings, but none jointly vary attack, defense, and architecture across realistic multi-agent environments. To address this gap, we introduce ORBIT, a configurable evaluation framework for empirical multi-agent safety and security research, built on UK AISI's Inspect. ORBIT lets researchers configure communication topologies, memory, scheduling, and agent roles. It supports four threat types and four defense strategies, as well as non-adversarial failures, with a benchmark suite spanning five scenario families covering browser use, computer use, agentic coding, customer service, and cooperative allocation. Our central finding is a gap in defense transferability across threats: per-action defenses that cut a compromised agent's attack success by 60 points on multi-issue coding give no measurable protection against colluding agents, and none of the defenses we tested generalized over all attacks tested. We further demonstrate security-performance tradeoffs and interactions between architecture and defense effectiveness. We make ORBIT available open-source at this https URL.
Authors:
Ben Hagag, William L. Anderson, Srija Chakraborty, Christian Schroeder de Witt
Fellows:
Ben Hagag, William L. Anderson
Date:
Sep 27, 2026
Alignment Forecasting: Predicting Misalignment from Training Data
Training a language model on data with a narrow flaw can sometimes make the model broadly misaligned. Inspecting the data at face value often does not settle whether it will emerge, and today it is caught only after training, by auditing the resulting model. To complement post-hoc audits, we introduce Alignment Forecasting: the task of predicting alignment failures before training. Givena target model, a fine-tuning dataset, and a failure mode such as deception or sycophancy, a forecaster outputs the probability that fine-tuning would meaningfully increase that failure mode. To measure progress on alignment forecasting, we introduce ALIGNMENTFORECASTBENCH, a benchmark of over 5,000 forecasting questions spanning 17 target models, 32 datasets, and 16 failure modes.
Frontier models prompted directly perform poorly on ALIGNMENTFORECASTBENCH. We therefore propose a forecasting scaffold in which an LLM reads the dataset and rates how strongly and broadly it pushes the model toward misbehavior, and a simple learned model combines that rating with the failure mode’s base rate and the target model’s prior tendency. This forecasts well above chance, and beats a model fine-tuned on the task and a simple forecaster allowed to see how weaker models behaved after fine-tuning on the same data. Its signals also flag problematic training examples that a frontier-model classifier misses. Filtering those examples out from real post-training data such as UltraChat results in more aligned models on our multiple-choice evaluation in most cases, though the benefit in open-ended conversations is unclear. More progress is needed before forecasts can reliably guide training data curation in practice, but our results suggest that forecasting many alignment failures before training can be tractable in the SFT setting.
Authors:
Chen Yueh-Han, Bruce W. Lee, Ilia Sucholutsky, Tomek Korbak
Fellows:
John Chen
Date:
Sep 25, 2026
World Modeling in Transformers
Behavioral failures can make a transformer appear to lack a world model even when it has learned faithful representations of its environment. We demonstrate this in TaxiGPT, a transformer trained on random walks through Manhattan whose failures have been interpreted as evidence of an incoherent internal map. Through mechanistic analysis and causal interventions, we show that the model represents intersections and streets, tracks its position, and uses a goal compass to navigate. We trace its failures to interference between superposed intersection features, which disrupts localization within the internal map. Affordance packing, which groups representations of intersections with the same legal moves, helps limit the consequences of these errors. Finally, we propose mechanistic indicators that we use to compare models and show that world-modeling capacities emerge at different stages of training. Our findings motivate a shift from asking whether a model has a world model to mechanistically studying its world modeling: the interacting capacities through which it represents its environment and uses those representations to guide behavior.
Authors:
Pierre Beckmann, Matthieu Queloz, Andre Freitas
Fellows:
Pierre Beckmann
Date:
Sep 18, 2026
Decoy Direction Optimization: A Post-Hoc Defense Against LLM Abliteration
Safety guardrails in open-weight language models can be readily bypassed using Refusal Feature Ablation (RFA), a technique that identifies and projects out a linear refusal direction from the residual stream, often achieving a high attack success rate (ASR) while preserving model capability. Defending against these attacks typically requires computationally expensive safety finetuning for every new checkpoint. We introduce Decoy Direction Optimization (DDO), a fast, post-hoc weight-editing defense that requires no base-model finetuning. Our approach is based on a simple mechanistic insight: ablation attacks rely on contrastive estimators to find the refusal direction. Rather than trying to hide the true refusal circuitry, DDO actively injects a high-magnitude, nonlinear decoy signal into the network's MLP neurons. When an attacker attempts to locate the refusal direction, the decoy corrupts their estimator, tricking them into ablating a harmless orthogonal feature while the actual safety mechanism remains intact. We prove a spectral bound formalizing this effect and evaluate DDO across six model families, achieving <10% ASR under standard RFA. On Llama-3-8B-Instruct, DDO remains comparable to trained defenses under adaptive multi-phase attacks (65% vs. 58% worst-case ASR) and reduces Heretic weight-level attack ASR from 88.7% to 18%, all at 30 to 450 times lower optimization cost per configuration than the trained baselines.
Authors:
Aashiq Muhamed, Mona T. Diab, Virginia Smith
Fellows:
Aashiq Muhamed
Date:
Sep 14, 2026
You Are What You Read: Misalignment via In-Context Persona Induction
Broad misalignment has been produced by finetuning on narrow data, harmful or benign, and in context only by demonstrations of the undesirable behaviour itself. We show that benign data suffices in context, with no finetuning and no demonstration of harmful behaviour in the prompt. Biographical facts that converge on a single figure, placed in a model's context as ordinary conversational turns, lead it to answer as that figure on questions the facts never touch. We call this persona induction. Across nine personas and thirteen models, identity adoption rises sigmoidally with the number of facts and crosses 50% within 3 to 10 of them. Misalignment then tracks which figure is described. Harmless personas reach full adoption with near-zero misalignment, while harmful ones voice their characteristic views on unrelated questions, at rates up to 80%. A formatting instruction can gate when the persona activates. Because each fact is individually benign, accumulated biographical context is flagged by content filters on 3% of inputs against 24-33% for an equivalent direct instruction.
Authors:
Kyuhee Kim, Benjamin Berczi, Cozmin Ududec
Fellows:
Kyuhee Kim, Benjamin Berczi
Date:
Sep 6, 2026
Counterfactual Debugging the World Model Transfer Gap
Policies achieving strong performance in simulators or learned world models can fail when deployed into the real environment. While there must be environmental differences that account for these failures, not all differences are equally responsible. A benign error of irrelevant visual details may co-exist with a failure to predict a single critical transition causing an inevitable catastrophic failure. In this paper, we introduce counterfactual debugging as an approach for world model transfer gap attribution to identify the time steps whose transition or reward errors are causally responsible for a performance degradation exhibited in a real trajectory, rather than only visually or statistically different. We develop a scalable algorithm for computing these attributions that exploits the sparsity of causal errors by recursively divide-and-conquer, significantly reducing computational costs and achieving an exponential speedup. The resulting ranked attribution report can better explain the performance gap in the real trajectory. Experiments across several distinct environments with a variety of injected world-model failures (observation corruption, reward misprediction, and physics violations) demonstrate that counterfactual debugging correctly identifies the errors that are responsible for performance gap, providing theoretically grounded, actionable insights for model improvement.
Authors:
Mingxuan Li, Kai-Zhan Lee, Michael Dennis, Elias Bareinboim
Fellows:
Mingxuan Li
Date:
Sep 2, 2026
Non-Great-Power Conflict and AI Risk
Research on advanced AI and the risk of war has focused almost exclusively on great power conflict, on the grounds that confrontation between nuclear-armed adversaries poses the greatest risk of catastrophic or existential harm. Considerably less attention has been paid to non-great-power conflict (NGPC): wars between non-great powers, between non-great powers and great powers, civil wars, proxy wars, and conflicts involving nonstate actors. This paper evaluates the null hypothesis that NGPC is much less important than great power conflict (GPC) as a source of catastrophic risk in an era of increasingly capable AI, against the alternative that it is within an order of magnitude of GPC in importance. We assess three sub-hypotheses: that NGPC increases the likelihood of great power conflict; that it increases the expected harm from catastrophic terrorism; and that it increases the expected harm from loss of control over advanced AI systems. We find the null poorly supported for H1 and H2, and identify H3 as a priority for further work rather than a settled finding. We also identify five intermediate variables that recur across the pathways - information environment quality, decision-making timeline compression, great power threat perception, capability diffusion, and norm erosion - and argue that these shared nodes are the highest-priority targets for further investigation and intervention.
Authors:
Kristina Kempkey, Seán Boddy, Catherine Ge-Wang
Fellows:
Kristina Kempkey
Date:
Aug 26, 2026
Synthetic Persona Pretraining: Alignment from Token Zero
As language-model-based AI is increasingly deployed in autonomous settings, aligning its goals and values with those of humans becomes critical. Today, alignment, and the assistant identity itself, are typically introduced only after pretraining, once behavioral priors are already established. This can make values a thin overlay, rather than deeply rooted, and facilitate subsequent misalignment. Pursuing a different paradigm, we introduce Synthetic Persona Pretraining (SPP), which installs the desired assistant persona from token zero in pretraining. First, we annotate pretraining documents with value-aligned first-person reflections derived from a normative value constitution. Second, we pretrain via the standard cross-entropy loss on standard pretraining documents as well as their reflections, which installs the desired persona among a multitude of other personas. Finally, we post-train on user-assistant dialogue data, which binds this desired persona to the assistant identity, a process we call persona binding. By pretraining models up to 3B parameters on 500B tokens, we show that SPP improves constitution following and jailbreak robustness, and reduces the misalignment rate in out-of-distribution moral dilemmas, while preserving capabilities. Early intervention matters: compared with alignment from token zero, introducing SPP only at the end of pretraining yields weaker constitution adherence, does not shift value priorities, and leads to less aligned choices in dilemmas. This advantage depends on persona binding and, importantly, increases with pretraining budget. Overall, our results show that shaping values early is critical for alignment and establish pretraining-time persona interventions as an effective approach to do so.
Authors:
Julian Minder, Viktor Moskvoretskii, Raghav Singhal, Difan Jiao, Andy Arditi, Shaobo Cui, Yiderigun Borjigin, Kartik Bali, Stefan Krsteski, Harsh Raj, Huu Nguyen, Jannik Brinkmann, Ashton Anderson, Roland Aydin, Robert West
Fellows:
Julian Minder
Date:
Aug 13, 2026
The MATS Program is a 10-week research fellowship designed to train and support emerging researchers working on AI alignment, transparency and security. Fellows collaborate with world-class mentors, receive dedicated research management support, and join a vibrant community in Berkeley focused on advancing safe and reliable AI. The program provides the structure, resources, and mentorship needed to produce impactful research and launch long-term careers in AI safety.
MATS mentors are leading researchers from a broad range of AI safety, alignment, governance, field-building and security domains. They include academics, industry researchers, and independent experts who guide scholars through research projects, provide feedback, and help shape each scholar’s growth as a researcher. The mentors represent expertise in areas such as:
Key dates
Application:
The main program will then run from September 28th to December 4th, with the extension phase for accepted fellows beginning in December.
MATS accepts applicants from diverse academic and professional backgrounds - from machine learning, mathematics, and computer science to policy, economics, physics, cognitive science, biology, and public health, as well as founders, operators, and field-builders without traditional research backgrounds. The primary requirements are strong motivation to contribute to AI safety and evidence of technical aptitude, research potential, or relevant operational experience. Prior AI safety experience is helpful but not required.
Applicants submit a general application, applying to various tracks (Empirical, Theory, Strategy & Forecasting, Policy & Governance, Systems Security, Biosecurity, Founding & Field-Building.
In stage 2, applicants apply to streams within those tracks as well as completing track specific evaluations.
After a centralized review period, applicants who are advanced will then undergo additional evaluations depending on the preferences of the streams they've applied to before doing final interviews and receiving offers.
For more information on how to get into MATS, please look at this page.