MATS 学员:
Leon Staufer, Mick Yang
作者:
Leon Staufer, Mick Yang, Anka Reuel, Stephen Casper
引用次数
摘要:
AI governance frameworks increasingly rely on audits, yet the results of their underlying evaluations require interpretation and context to be meaningfully informative. Even technically rigorous evaluations can offer little useful insight if reported selectively or obscurely. Current literature focuses primarily on technical best practices, but evaluations are an inherently sociotechnical process, and there is little guidance on reporting procedures and context. Through literature review, stakeholder interviews, and analysis of governance frameworks, we propose"audit cards"to make this context explicit. We identify six key types of contextual features to report and justify in audit cards: auditor identity, evaluation scope, methodology, resource access, process integrity, and review mechanisms. Through analysis of existing evaluation reports, we find significant variation in reporting practices, with most reports omitting crucial contextual information such as auditors'backgrounds, conflicts of interest, and the level and type of access to models. We also find that most existing regulations and frameworks lack guidance on rigorous reporting. In response to these shortcomings, we argue that audit cards can provide a structured format for reporting key claims alongside their justifications, enhancing transparency, facilitating proper interpretation, and establishing trust in reporting.
MATS 是一个独立的研究与教育项目,致力于连接新兴研究人员与 AI 对齐、治理和安全领域的导师。
每期 MATS 项目在加州伯克利进行,为期 12 周。部分学员可选择之后前往伦敦参加为期 6 至 12 个月的延伸项目。